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Planning Process

We begin the planning process with an in depth, personal consultation to evaluate a client`s goals and objectives. We listen carefully to ascertain your concerns, your needs and fully understand your financial situation. This is the first step in the Investment Planning Process. For the complete process; please refer to the following:

  1. Identify your needs and objectives
  2. Gather information
  3. Analyze information
  4. Develop a plan of action
  5. Implement the plan
  6. Review your progress

We also work closely on your behalf with other professional advisors such as attorneys and accountants to assure that all aspects of your financial plan are in order.

Your Rights As A Valued Client

Client Bill of Rights

  • Clients have the right to financial privacy and total confidentiality.
  • Clients will receive return telephone calls within a reasonable time.
  • Clients can expect that no financially related recommendation will be given until we help them assess their needs, objectives and goals.
  • Prior to beginning our services, clients can expect us to clearly express the nature of our services as well as our compensation arrangement.
  • We will not control or take possession of a clients` assets. All final decisions regarding assets rest with my clients.

In Conclusion

Sound financial decision-making and implementation of strategies have become more complex because of the seemingly endless amount of financial information available. We make it our responsibility to manage the complexities and help provide you with an effective strategy. We invite you to further explore our Web site and become acquainted with our philosophy and our strategic approach to financial planning.